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COLP and COFA: Compliance in Practice
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COLP and COFA: Compliance in Practice : Third Edition

3 New edition

Book Details

Format Paperback / Softback
ISBN-10 1787429199
ISBN-13 9781787429192
Edition 3 New edition
Publisher Globe Law and Business Ltd
Imprint Globe Law and Business Ltd
Country of Manufacture GB
Country of Publication GB
Publication Date Nov 22nd, 2022
Print length 153 Pages
Weight 274 grams
Dimensions 15.60 x 23.50 x 1.20 cms
Ksh 28,600.00
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It is a condition of authorisation that all SRA-authorised law firms must have a compliance officer for legal practice (COLP) and a compliance officer for finance and administration (COFA), and that these individuals must comply with regulatory duties imposed on them personally.Now in its third edition, COLP and COFA: Compliance in Practice provides the role-holders, and anyone concerned with supporting the role-holders, with essential information about regulatory and ethical standards and compliance procedures that will support the achievement of these standards and facilitate a good working relationship with the SRA.Written by Tracey Calvert, a former employee of both the Law Society and the SRA, this edition has been updated to include the latest requirements as evidenced by the SRA Standards and Regulations, and includes lessons learned from supervisory and enforcement action.
It is a condition of authorisation that all SRA-authorised law firms must have a compliance officer for legal practice (COLP) and a compliance officer for finance and administration (COFA), and that these individuals must comply with regulatory duties imposed on them personally. Now in its third edition, COLP and COFA: Compliance in Practice provides the role-holders, and anyone concerned with supporting the role-holders, with essential information about regulatory and ethical standards and compliance procedures that will support the achievement of these standards and facilitate a good working relationship with the SRA. Written by Tracey Calvert, a former employee of both the Law Society and the SRA, this edition has been updated to include the latest requirements as evidenced by the SRA Standards and Regulations, and includes lessons learned from supervisory and enforcement action.

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