Financial Planners, Investment Advisers & Broker-Dealers : Oversight & Access to Registration Information
Book Details
Format
Paperback / Softback
ISBN-10
1622578376
ISBN-13
9781622578375
Publisher
Nova Science Publishers Inc
Imprint
Nova Science Publishers Inc
Country of Manufacture
US
Country of Publication
GB
Publication Date
Mar 14th, 2013
Print length
87 Pages
Weight
154 grams
Dimensions
22.70 x 15.60 x 0.50 cms
Product Classification:
Investment & securities
Ksh 15,300.00
Not available
Delivery Location
Delivery fee: Select location
Secure
Quality
Fast
Consumers are increasingly turning for help to financial planners--individuals who help clients meet their financial goals by providing assistance with such things as selecting investments and insurance products, and managing tax and estate planning. This book examines how financial planners, investment advisers and broker-dealers are regulated and overseen at the federal and state levels; what is known about the effectiveness of this regulation; and the advantages and disadvantages of alternative regulatory approaches.
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