Investor and Industry Perspectives on Investment Advisers and Broker-dealers
Book Details
Format
Paperback / Softback
ISBN-10
0833044036
ISBN-13
9780833044037
Publisher
RAND
Imprint
RAND
Country of Manufacture
GB
Country of Publication
GB
Publication Date
Mar 25th, 2008
Print length
228 Pages
Weight
640 grams
Dimensions
28.20 x 22.00 x 1.70 cms
Product Classification:
Investment & securities
Ksh 6,100.00
Re-Printing
Delivery Location
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Secure
Quality
Fast
In theory, financial professionals are relatively distinct: A broker-dealer conducts transactions in securities on behalf of itself and others; and an investment adviser provides advice to others regarding securities. Different laws regulate each type of professional, but boundaries have blurred. This report examines current business practices and investor understanding of each type.This report examines current practices and investor understanding of broker-dealers, and investment advisers - two distinct types of financial professionals whose boundaries have blurred in recent decades.
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