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Financial Services Authority Regulation and Risk-based Compliance

By: Stuart Bazley (Author) , Andrew Haynes (Author)

Extended Catalogue

Ksh 25,200.00

Format: Paperback or Softback

ISBN-13: 9781845922498

Publisher: Bloomsbury Publishing PLC

Publication Date: Dec 27th, 2006

Dimension: 23.00 x 15.60 x 3.10 cms

Category: LAWS OF SPECIFIC JURISDICTIONS (Note: use LN* codes with appropriate GEOGRAPHICAL Qualifier for works on laws of all specific national, state & regional jurisdictions, eg England & Wales, Scotland, European Union, USA, Texas, Nigeria, etc. Use LN* codes also for works that are not specific to any jurisdiction, in conjunction with LAM “Comparative law” where appropriate)

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A guide to the role of risk-based FSA regulation compliance in the financial services industry. It aims to help financial service organisations to comply with their legal responsibilities. It covers topics such as operating a risk-based approach to regulation, FSA supervision of regulated firms, financial services, markets tribunals, and more.

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