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US Regulation for Asset Managers outside the United States

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Ksh 48,850.00

Format: Paperback or Softback

ISBN-13: 9780414031968

Publisher: Sweet & Maxwell Ltd

Publication Date: Sep 22nd, 2017

Weight: 934 grams

Dimension: 15.80 x 23.40 x 3.70 cms

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This new edition covers all aspects of US regulation that affect investment management firms, broker dealers and their advisers outside the United States. This encompasses not only SEC regulation, but also CFTC and ERISA aspects, and the text will also deal with aspects of broker dealer legislation and regulation that impacts on investment management work.

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